-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HYEe9095GHmXeJu+gshxIZYwq9adJoMBAlPB/nkwI64ZlTnfsQzQOkfPyVSKuk4Z 1j9tTdmssJWNPy1V9xc99w== 0001193125-10-036501.txt : 20100222 0001193125-10-036501.hdr.sgml : 20100222 20100222172602 ACCESSION NUMBER: 0001193125-10-036501 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100222 DATE AS OF CHANGE: 20100222 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HECKMANN RICHARD J CENTRAL INDEX KEY: 0000904781 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 40-004 COOK ST CITY: PALM DESERT STATE: CA ZIP: 92211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Heckmann CORP CENTRAL INDEX KEY: 0001403853 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83364 FILM NUMBER: 10623655 BUSINESS ADDRESS: STREET 1: 75080 FRANK SINATRA DRIVE CITY: PALM DESERT STATE: CA ZIP: 92211 BUSINESS PHONE: 760-341-3606 MAIL ADDRESS: STREET 1: 75080 FRANK SINATRA DRIVE CITY: PALM DESERT STATE: CA ZIP: 92211 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 3 Schedule 13G Amendment No. 3

 

 

 

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Amendment No. 3)*

Under the Securities Exchange Act of 1934

 

 

Heckmann Corporation

(Name of Issuer)

 

 

Common Stock, $0.001 par value per share

(Title of Class of Securities)

422680108

(CUSIP Number)

December 31, 2009

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


 

CUSIP No. 422680108

 

    
  1   

NAMES OF REPORTING PERSONS

 

Richard J. Heckmann

    
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

    
  3  

SEC USE ONLY

 

    
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    17,885,736

    
   6   

SHARED VOTING POWER

 

    -0-

    
   7   

SOLE DISPOSITIVE POWER

 

    17,885,736

    
   8   

SHARED DISPOSITIVE POWER

 

    -0-

    

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    17,885,736

    

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

   ¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    14.251

    

12

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    IN

    

 

 

1

Based on 125,282,740 shares of common stock outstanding as reported in the Issuer’s consolidated balance sheet as of September 30, 2009 included in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 9, 2009.


SCHEDULE 13G

 

Item 1(a) Name of Issuer:

  Heckmann Corporation (the “Issuer”)

 

Item 1(b) Address of Issuer’s Principal Executive Offices:

  75080 Frank Sinatra Drive, Palm Desert, California 92211 USA

 

Item 2(a) Name of Person Filing:

  Richard J. Heckmann

 

Item 2(b) Address of Principal Business Office:

  c/o Heckmann Corporation

  75080 Frank Sinatra Drive, Palm Desert, California 92211 USA

 

Item 2(c) Place of Citizenship:

  United States

 

Item 2(d) Title of Class of Securities:

  Common Stock, $0.001 per value per share

 

Item 2(e) CUSIP Number:

  422680108

 

Item 3 Not Applicable. This Schedule 13G is filed pursuant to Rule 13d-1(d)

 

Item 4 Ownership.

 

  (a) Amount beneficially owned:

Mr. Heckmann beneficially owns 17,885,736 shares of common stock as follows: (i) Mr. Heckmann holds of record 50,000 shares of common stock and 5,000,000 sponsor warrants, which are currently exercisable, (ii) Mr. Heckmann is deemed to be the indirect owner of 68,500 shares of common stock that are held of record by Mr. Heckmann’s spouse, Wendy Hope Heckmann, (iii) Mr. Heckmann is deemed to be the indirect owner of 68,500 shares of common stock that are held of record by three of his children, each of whom resides with Mr. Heckmann, (iv) Mr. Heckmann indirectly owns 12,698,736 shares of common stock that are held of record by Heckmann Acquisition, LLC, a Delaware limited liability company, of which Heckmann Enterprises, Inc., a California corporation, is the sole member; Mr. Heckmann is sole shareholder of Heckmann Enterprises, Inc. Beneficial ownership of shares and percentage ownership are determined in accordance with the rules of the SEC. In calculating the number of shares beneficially owned by an individual or entity and the percentage ownership of that individual or entity, shares underlying warrants held by that individual or entity that are currently exercisable or exercisable within 60 days are deemed outstanding. Mr. Heckmann disclaims beneficial ownership of (i) 150,000 shares of common stock held of record by


Heckmann Acquisition, LLC, in which such shares Donald G. Ezzell and Brian G. Anderson have an interest by virtue of their interest in Heckmann Acquisition, LLC, (ii) 68,500 shares of common stock gifted to and held of record by his spouse, Wendy Hope Heckmann, (iii) 62,500 shares of common stock gifted to and held of record by an adult daughter that resides with him. Mr. Heckmann has also given 258,000 shares of common stock to and held of record by adult children that do not reside with him.

 

  (b) Percent of Class: 14.25%

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote: 17,885,736

 

  (ii) Shared power to vote or to direct the vote: -0-

 

  (iii) Sole power to dispose or direct the disposition of: 17,885,736

 

  (iv) Shared power to dispose or direct the disposition of: -0-

 

Item 5 Ownership of Five Percent or Less of a Class.

  Not Applicable

 

Item 6 Ownership of More Than Five Percent on Behalf of Another Person.

  Not Applicable

 

Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.

  Not Applicable

 

Item 8 Identification and Classification of Members of the Group.

  Not Applicable

 

Item 9 Notice of Dissolution of Group.

  Not Applicable

 

Item 10 Certification.

  Not Applicable


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 22, 2010     By:  

/s/ Richard J. Heckmann

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